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Balancing Privacy and Data Sharing in Machine Learning

Exploring methods for organizations to share sensitive data while protecting privacy.

― 6 min read


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Organizations often need to use data for training machine learning (ML) models. However, sharing sensitive information can lead to Privacy issues. This is especially important in fields like healthcare where patient data is involved. To tackle this problem, researchers are looking for ways to allow organizations to share their data without compromising privacy.

One approach is to use a method called Privately Encoded Open Datasets with Public Labels. This technique involves transforming sensitive data so that it can be shared while keeping the sensitive parts hidden. The idea is that organizations can publish their transformed data along with general labels, allowing ML developers to train models without knowing the details of the sensitive data.

Privacy Concerns in Data Sharing

When it comes to data sharing, privacy is a major concern. For instance, regulations like HIPAA and GDPR restrict the sharing of identifiable patient information. Even when names and personal details are removed, sensitive information can still be inferred from the data. Therefore, it's critical to find ways to protect this information while still enabling the Utility of the data.

A common strategy to mitigate privacy concerns includes Federated Learning. In this method, data remains on the owners' systems while only model updates are shared. However, this requires significant coordination among the data owners, which can be challenging.

Another method is to linearly mix sensitive data with public data, but this can lead to vulnerabilities. The method discussed in this paper, however, involves using random encoding, which makes it more difficult for adversaries to glean information from the data.

Framework Overview

The core idea is to encode sensitive data using a random transformation before sharing it. The encoding function is chosen at random from a specified family of functions. This random encoding ensures that the actual sensitive information remains concealed, even if someone gains access to the encoded data.

Privacy and Utility Scores

In assessing the effectiveness of such encoding methods, two key scores are proposed: privacy scores and utility scores.

  • Privacy Score: This measures how well the encoding protects sensitive information from being disclosed. A higher privacy score indicates that the adversary has less knowledge about the original data.

  • Utility Score: This score evaluates how effectively the ML developer can learn from the encoded data. A higher utility score means that the developer has better access to the information needed to perform tasks using the data.

These two scores can sometimes conflict; improving one may negatively impact the other. Therefore, finding an optimal balance is essential.

Methodologies for Encoding Data

Randomized Encoding

Randomized encoding utilizes a random selection from a range of encoding functions. This process adds a layer of complexity, making it harder for potential attackers to reverse-engineer the original data.

Federated Learning

Federated learning allows multiple parties to collaborate on model training while keeping their raw data private. Each participant trains their local model and shares only the model updates, not the actual data. While this method preserves privacy, it requires all parties to be constantly in sync.

Instahide

This method mixes sensitive samples randomly with other data. While instahide allows for some level of privacy, it can be vulnerable to specific types of attacks that aim to reverse engineer the data.

The Role of Random Encoders

Random encoders are essential for protecting sensitive information. They offer a way for data owners to encode their data without needing to share their actual sensitive datasets. The encoding is done using neural network architectures that add complexity to the data structure while keeping it useful for training.

Implementations for Different Types of Data

Two types of data are explored in this framework: image data and text data.

  1. Image Data: For images, random convolutional neural networks (CNNs) are used to encode the data. By processing images through a series of convolutions and transformations, the sensitive details are masked while still allowing for effective learning.

  2. Text Data: For textual information, random recurrent neural networks (RNNs) serve the same purpose. The initial states of these networks are randomly assigned, which helps in encoding the textual data in a way that preserves its meaning but hides its sensitive features.

Collaborating Across Institutions

Several data owners can cooperate to improve their ML models’ performance by using independently sampled encoders. When multiple institutions share their encoded data, they can assemble a larger dataset for training purposes, thus enriching the data while maintaining individual privacy.

This collaborative approach overcomes the limitations of single data owner datasets, leading to better prediction models. The overall utility of the resulting models can be significantly enhanced when combining data from different sources, as long as the encoding remains effective.

Evaluating Performance

The performance of the proposed encoding strategies can be evaluated through different metrics that assess both privacy and utility.

Modeling Utility Evaluation

To measure utility, models trained on encoded data are compared to models trained on raw data. Metrics like Area Under the Receiver Operating Characteristic curve (AUC) serve as benchmarks to gauge how well models perform using encoded datasets.

Modeling Privacy Evaluation

Privacy can be assessed by conducting adversarial attacks aimed at reverse-engineering the encoding. The success rate of such attacks provides insight into how well the encoding scheme protects sensitive information.

Challenges and Limitations

While the methods discussed show promise, there are limitations to consider. First, achieving perfect privacy may be unrealistic; thus, the focus should be on a reasonable privacy-utility balance. Additionally, the efficiency of the encoding process can be computationally intensive, and practical implementations may need further optimization.

Future Directions

The ongoing research in this area suggests several avenues for future exploration:

  1. Hybrid Approaches: Developing mixed methods that allow for sharing raw data, encoded data, or model updates can provide flexibility and enhance collaboration.

  2. New Encoding Strategies: Investigating other types of randomization and encoding might yield better privacy-utility balances.

  3. Real-World Applications: Assessing these methods in real-world scenarios, particularly in sensitive fields like healthcare, will be crucial in validating their effectiveness.

  4. Improving Collaboration: Finding ways to ease the cooperation among multiple institutions is essential, as practical barriers currently exist.

Conclusion

The challenge of sharing sensitive data while preserving privacy is a complex and pressing issue. The encoding methods discussed here show potential for allowing organizations to collaborate without compromising sensitive information. By focusing on balancing privacy and utility, it may be possible to unlock new opportunities for effective data usage across various sectors. Continued research and experimentation are essential to refine these methods and confirm their practicality in sensitive data environments.

Original Source

Title: PEOPL: Characterizing Privately Encoded Open Datasets with Public Labels

Abstract: Allowing organizations to share their data for training of machine learning (ML) models without unintended information leakage is an open problem in practice. A promising technique for this still-open problem is to train models on the encoded data. Our approach, called Privately Encoded Open Datasets with Public Labels (PEOPL), uses a certain class of randomly constructed transforms to encode sensitive data. Organizations publish their randomly encoded data and associated raw labels for ML training, where training is done without knowledge of the encoding realization. We investigate several important aspects of this problem: We introduce information-theoretic scores for privacy and utility, which quantify the average performance of an unfaithful user (e.g., adversary) and a faithful user (e.g., model developer) that have access to the published encoded data. We then theoretically characterize primitives in building families of encoding schemes that motivate the use of random deep neural networks. Empirically, we compare the performance of our randomized encoding scheme and a linear scheme to a suite of computational attacks, and we also show that our scheme achieves competitive prediction accuracy to raw-sample baselines. Moreover, we demonstrate that multiple institutions, using independent random encoders, can collaborate to train improved ML models.

Authors: Homa Esfahanizadeh, Adam Yala, Rafael G. L. D'Oliveira, Andrea J. D. Jaba, Victor Quach, Ken R. Duffy, Tommi S. Jaakkola, Vinod Vaikuntanathan, Manya Ghobadi, Regina Barzilay, Muriel Médard

Last Update: 2023-03-31 00:00:00

Language: English

Source URL: https://arxiv.org/abs/2304.00047

Source PDF: https://arxiv.org/pdf/2304.00047

Licence: https://creativecommons.org/licenses/by-sa/4.0/

Changes: This summary was created with assistance from AI and may have inaccuracies. For accurate information, please refer to the original source documents linked here.

Thank you to arxiv for use of its open access interoperability.

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