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Advancements in Language Model Alignment with RPO

Relative Preference Optimization improves alignment of language models with user expectations.

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Table of Contents

Aligning large language models (LLMs) with what users prefer is very important. One way to achieve this is through Direct Preference Optimization (DPO). DPO uses pairs of responses based on the same prompts and does not need extra reward models. However, DPO does not fully capture how humans learn, especially when they compare different responses to similar questions or topics.

To improve this, we propose a method called Relative Preference Optimization (RPO). RPO helps to identify which responses are more or less preferred, using both identical and related prompts. This new method includes a contrastive weighting system that allows LLMs to learn from a wider range of preference data. By doing this, RPO can gather insights from various prompts, thereby enhancing the model's learning skills.

In tests involving dialogue and summarization tasks, RPO has shown better alignment with user preferences than previous methods. The code needed to replicate our results will be available for anyone interested.

The Evolution of LLMs

Languages models like ChatGPT and LLaMa have changed the game in artificial intelligence. They are very skilled in areas like natural language processing and programming. These models are trained on large datasets, which allows them to perform complex tasks effectively. However, the variety in these datasets can lead to alignment issues, where the model's output does not always match human expectations, especially in complex scenarios.

To tackle these alignment issues, Supervised Fine-Tuning (SFT) is often used. This method customizes models to specific tasks using labeled data. While SFT is effective, it might not capture all the nuances of human preferences, particularly those that go beyond technical accuracy to include ethical considerations.

Reinforcement Learning From Human Feedback (RLHF) also helps align models with human expectations but requires extensive human input, making the process costly and labor-intensive. The differences between model outputs and training data can create challenges, necessitating constant updates.

Understanding DPO and RPO

To clarify how DPO and RPO work, consider the Direct Preference Optimization approach. It fine-tunes the language model by using preferred and rejected responses from the same prompt. This helps the model learn but may not fully reflect how people think, as human learning often involves looking at different responses to similar questions.

The RPO approach takes a step further. It analyzes prompts for their similarities, allowing the model to learn from responses that might not come from the same prompt but are related. Through this method, RPO can accurately assess and weigh responses based on their connection to one another.

Key Differences Between DPO and RPO

DPO requires pairs of responses from the same prompt while RPO can also use responses from related prompts. This flexibility allows RPO to build a broader understanding of user preferences by leveraging more diverse data.

In terms of training, RPO can adapt to various situations, making it more effective in environments where preference pairs are not always available. The method is built to enhance performance in key tasks such as summarization and dialogue generation, thereby showcasing its value in real-world applications.

The Contrast Matrix

A fundamental part of RPO is the contrast matrix, which facilitates the comparison between preferred and rejected responses. In RPO, this matrix can be constructed using both paired and unpaired data. Each element in this matrix represents the contrastive score, helping the model learn from a wider range of examples.

For paired data, the matrix is built using responses from the same prompt. RPO uses all available pairs to create a rich landscape for understanding user preferences, in contrast to DPO, which is limited to direct comparisons.

In cases where unpaired data is used, RPO can still function effectively. The matrix allows for the assessment of all possible contrasts, enabling a more comprehensive understanding of user needs.

Weighting Strategies in RPO

Within RPO, three main strategies help assign different weights to responses during training.

  1. Uniform Weighting: This method gives equal importance to all pairs.

  2. Diagonal Emphasis Weighting: This strategy places more weight on the diagonal elements of the contrast matrix, recognizing that responses from the same prompt are more directly comparable.

  3. Embedding Distance Reweighting: This approach factors in the semantic distance between prompts, applying different weights based on how similar they are conceptually.

These strategies ensure that the model learns effectively from the most relevant responses, enhancing its ability to align with human preferences.

Experimental Setup

The experiments were run on two crucial datasets. One was designed for assessing dialogue performance, while the other focused on summarization tasks. Both datasets helped evaluate how well RPO performs compared to other methods.

During testing, RPO was compared against several established techniques, including SFT, RLHF, DPO, and others. This comprehensive approach provided a clear picture of RPO's strengths and weaknesses in aligning models with user preferences.

Results and Findings

The results show that RPO outperformed other methods in various tasks. In dialogue and summarization, RPO achieved higher "win rates" compared to traditional methods, confirming its effectiveness and adaptability.

The analysis also revealed that RPO significantly benefits from using semantically related prompts, as these help to form more meaningful contrastive pairs.

In the context of the AlpacaEval2.0 leaderboard, RPO demonstrated its ability to handle diverse user instructions, achieving solid performance across a variety of tasks.

Conclusion

Relative Preference Optimization presents a promising approach for enhancing language models' alignment with human preferences. By effectively using both paired and non-paired data, RPO enriches the understanding of nuanced user preferences. The empirical results underline its superiority over previous alignment methods, setting the stage for future developments in user-focused AI applications.

Future Directions

Looking ahead, enhancing RPO's effectiveness will involve refining the methods used for constructing contrast pairs, especially in unpaired scenarios. This could open doors to even broader applications of RPO across different types of data, reducing reliance on specific embedding models and making the method more versatile.

Training and Evaluation Details

Training and evaluation relied on a well-defined set of hyperparameters, many of which were derived from established DPO frameworks. The focus was on maintaining consistency across experiments while allowing for explorations of different embedding models and temperature settings.

Algorithm Implementation

The core implementation of RPO is designed to be straightforward, derived from existing methods while incorporating the unique elements of RPO. This allows for easier adaptation and application in various settings.

Evaluation Prompts

Evaluation involved structured prompts for both dialogue and summarization tasks, ensuring a thorough assessment of the model's performance based on user expectations.

Overall, RPO stands as a significant step forward in aligning AI technology with human preferences, paving the way for more ethical and user-centric AI solutions.

Original Source

Title: Relative Preference Optimization: Enhancing LLM Alignment through Contrasting Responses across Identical and Diverse Prompts

Abstract: In the field of large language models (LLMs), aligning models with the diverse preferences of users is a critical challenge. Direct Preference Optimization (DPO) has played a key role in this area. It works by using pairs of preferences derived from the same prompts, and it functions without needing an additional reward model. However, DPO does not fully reflect the complex nature of human learning, which often involves understanding contrasting responses to not only identical but also similar questions. To overcome this shortfall, we propose Relative Preference Optimization (RPO). RPO is designed to discern between more and less preferred responses derived from both identical and related prompts. It introduces a contrastive weighting mechanism, enabling the tuning of LLMs using a broader range of preference data, including both paired and unpaired sets. This approach expands the learning capabilities of the model, allowing it to leverage insights from a more varied set of prompts. Through empirical tests, including dialogue and summarization tasks, and evaluations using the AlpacaEval2.0 leaderboard, RPO has demonstrated a superior ability to align LLMs with user preferences and to improve their adaptability during the training process. Our code can be viewed at https://github.com/yinyueqin/relative-preference-optimization

Authors: Yueqin Yin, Zhendong Wang, Yi Gu, Hai Huang, Weizhu Chen, Mingyuan Zhou

Last Update: 2024-05-27 00:00:00

Language: English

Source URL: https://arxiv.org/abs/2402.10958

Source PDF: https://arxiv.org/pdf/2402.10958

Licence: https://creativecommons.org/licenses/by/4.0/

Changes: This summary was created with assistance from AI and may have inaccuracies. For accurate information, please refer to the original source documents linked here.

Thank you to arxiv for use of its open access interoperability.

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