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Fine-Tuning Language Models: Techniques and Insights

A look into effective methods for fine-tuning language models.

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Fine-tuning language models is a common way to improve their performance on specific tasks. When a model is trained on a large amount of data, it learns many features that are useful for understanding language. However, when faced with new tasks or data that it wasn't trained on, it might not perform well. This is where fine-tuning comes in. It allows us to adjust the model to be better suited for these new tasks.

There are different methods to fine-tune models, but one approach called Linear Probing followed by fine-tuning has shown to be effective. In this method, we first make minor adjustments to just the final layer of the model, and then we perform more extensive training on the entire model. This two-step process often leads to better accuracy compared to fine-tuning the entire model all at once.

The Importance of Linear Probing

Linear probing is a technique where only the last layer of a model is trained on the new task, while the rest of the model remains unchanged. This approach has some advantages. First, it preserves the original features learned during the initial training phase. These features can be very valuable and help improve the model's performance on the new task. Training only the last layer also helps in preventing overfitting, where the model becomes too tailored to the training data and doesn't perform well on new data.

However, linear probing also has its limitations. While it helps to maintain the overall structure of the model, it may not be enough for more complex tasks that require deeper adjustments. That's why combining linear probing with a further fine-tuning step can lead to better results. In the second stage, we allow the entire model to be trained, helping it to adapt even better to the new task.

Fine-Tuning with the NTK Perspective

Recent research has turned to analyzing how these fine-tuning processes work, especially through a concept called the Neural Tangent Kernel (NTK). The NTK helps us understand how changes in the model parameters affect the outputs. In simpler terms, it gives a way to see how the model behaves during training.

When applying the NTK to the linear probing and fine-tuning method, researchers found that both the accuracy of predictions and the characteristics of the model during training play critical roles. After linear probing, the model's predictions tend to be more accurate, which is crucial for the later fine-tuning phase.

Moreover, during linear probing, there is an increase in what is called the linear head norm. This norm is a measure of how much the last layer's weights change during training. A higher norm can be beneficial but may also lead to problems like poor model calibration. Calibration ensures that the model's predicted probabilities align closely with the reality of the data.

In this context, temperature scaling is a technique that can be used to improve model calibration. This method adjusts the output predictions to make them more accurate and reliable.

Challenges with Fine-Tuning

Fine-tuning can lead to various challenges. One major issue is the risk of overfitting, especially when trying to adapt a model to a new dataset that may not be similar to the original training data. It's essential to strike a balance between retaining the valuable features learned during initial training and adapting to new data.

The feature distortion theory has been proposed to explain some of the successes of linear probing followed by fine-tuning. This theory suggests that minimizing changes to pre-trained features leads to better performance. When done correctly, linear probing can set the model up for a smoother fine-tuning stage where changes to features are limited, preserving their contribution to the task at hand.

Analyzing Training Dynamics

To get a better grasp of how linear probing followed by fine-tuning works, it's important to analyze the training dynamics involved. By looking at how features and predictions change during training, we can identify the most effective practices.

The use of the NTK framework allows researchers to break down the training process into its components, understanding how each part contributes to the overall performance. One finding is that the changes in the model's features during training are smaller when linear probing is used. This suggests that the model retains more of its original learning, which can be beneficial for generalization and adapting to new tasks.

Exploring Low-Rank Adaptation (LoRA)

Another promising method in the realm of fine-tuning is low-rank adaptation (LoRA). The idea behind LoRA is to adapt a model with fewer parameters while still achieving competitive performance. Low-rank adaptation works by introducing trainable matrices that allow for efficient updates to the model.

Combining LoRA with the linear probing and fine-tuning approach can further enhance the model's ability to adapt while maintaining efficiency. Research shows that when both strategies are applied, they can complement each other, leading to improved accuracy and adaptability to new tasks.

Experiments and Findings

To validate these concepts, a series of experiments were conducted using various datasets. Researchers focused on natural language processing tasks to see how well the linear probing and fine-tuning strategies performed.

The results indicated that the two-stage linear probing followed by fine-tuning process consistently outperformed standard methods of fine-tuning. The models that underwent this two-step process showed robust performance across both in-distribution and out-of-distribution tasks.

Additionally, the experiments demonstrated that the norms of the model's classifiers increased significantly during training. This increase was more pronounced during linear probing compared to fine-tuning. Understanding how these norms affect feature changes during training provides valuable insights into improving model architecture and training procedures.

Impacts of Classifier Norm

The role of classifier norms in determining the model's training dynamics is critical. The classifier's norm can influence how the model learns from the data, affecting both feature changes and overall accuracy. A larger classifier norm typically results in smaller feature changes, which aligns with the idea of preserving valuable pre-trained features.

However, there is a trade-off. While larger norms can help reduce feature changes, they may also lead to issues with calibration. Thus, finding the right balance in classifier norms is essential. For instance, using techniques such as temperature scaling can help mitigate the negative impacts of high classifier norms on prediction accuracy.

Conclusion

The advancement of fine-tuning language models continues to evolve, with methods like linear probing followed by fine-tuning proving to be effective. Understanding the training dynamics through the lens of the neural tangent kernel provides deeper insights into how models adapt to new tasks.

Moreover, incorporating low-rank adaptation techniques and analyzing classifier norms can further enhance the fine-tuning process. The ongoing research will likely lead to more effective strategies and tools for improving the performance of language models across various applications.

By maintaining the delicate balance between leveraging pre-trained features and adapting to new data, fine-tuning language models can become more robust and reliable, making them better suited for a wider range of tasks. As these methods develop, they promise to enhance our ability to work with complex language models, ultimately benefiting both researchers and end-users alike.

Original Source

Title: Understanding Linear Probing then Fine-tuning Language Models from NTK Perspective

Abstract: The two-stage fine-tuning (FT) method, linear probing (LP) then fine-tuning (LP-FT), outperforms linear probing and FT alone. This holds true for both in-distribution (ID) and out-of-distribution (OOD) data. One key reason for its success is the preservation of pre-trained features, achieved by obtaining a near-optimal linear head during LP. However, despite the widespread use of large language models, there has been limited exploration of more complex architectures such as Transformers. In this paper, we analyze the training dynamics of LP-FT for classification tasks on the basis of the neural tangent kernel (NTK) theory. Our analysis decomposes the NTK matrix into two components. This decomposition highlights the importance of the linear head norm alongside the prediction accuracy at the start of the FT stage. We also observe a significant increase in the linear head norm during LP, which stems from training with the cross-entropy (CE) loss. This increase in the linear head norm effectively reduces changes in learned features. Furthermore, we find that this increased norm can adversely affect model calibration, which can be corrected using temperature scaling. Additionally, we extend our analysis with the NTK to the low-rank adaptation (LoRA) method and validate its effectiveness. Our experiments using a Transformer-based model on multiple natural language processing datasets confirm our theoretical analysis. Our study demonstrates the effectiveness of LP-FT for fine-tuning language models. Code is available at https://github.com/tom4649/lp-ft_ntk.

Authors: Akiyoshi Tomihari, Issei Sato

Last Update: 2024-10-22 00:00:00

Language: English

Source URL: https://arxiv.org/abs/2405.16747

Source PDF: https://arxiv.org/pdf/2405.16747

Licence: https://creativecommons.org/licenses/by/4.0/

Changes: This summary was created with assistance from AI and may have inaccuracies. For accurate information, please refer to the original source documents linked here.

Thank you to arxiv for use of its open access interoperability.

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